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General Information |
| Product name: ComplianceMaster
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| Initial Price: varies
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Brief product description:
ComplianceMaster is the industry-leading compliance monitoring system for institutional investment managers and mutual funds. The system is full multi-currency and supports all investment instruments, including fixed income, equity, currency, and derivatives. ComplianceMaster interfaces with accounting and trading systems to monitor trades and portfolios to ensure that specific account guidelines, regulatory requirements, and risk exposure limits are properly adhered to. It reduces the burden on compliance, portfolio management, trading, and operations personnel by eliminating the need to manually verify account holdings and trades. Benefits include reduced exposure through improved accuracy and timeliness, standardized workflow and reporting, minimized transaction costs and losses associated with compliance problems, better service to clients and customers, and reduced human resource requirements. Features include daily and real-time monitoring of account/portfolio holdings and pre- and post-execution monitoring of trades, account-specific rule setup in an easy-to-use Windows environment, using unlimited combinations of security, issuer, counter-party, account, position, trade, and other data, what-if hypothetical simulation analysis to determine the impact of pre-trade orders, pre-trade compliance application interface (API) for real-time integration with order/trade management systems, centralized monitoring across multiple locations, accounting systems, and order/trade management systems, user-definable workflow monitor and queuing system for alerting users, extensive data administration, missing data sleuthing, display, and reporting capabilities
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System Requirements
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Operating system(s):
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| Minimum RAM required: 128 mb
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| Minimum hard drive space: 5 gb
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| Minimum modem speed: N/A
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| Mouse required?: Yes
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| CD-ROM used?: Yes
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| CD-ROM required?: Yes
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| Demo disk available?: Yes
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Market Information
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Markets followed:
| Stocks
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Futures
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Bonds
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Industrial groups
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| Cash markets
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Mutual funds
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Indices
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Options
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Data
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Data type(s) utilized:
| Intraday data
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End-of-day data
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Fundamental data
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Sources for data:
| Provided by an outside data source
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Downloader:
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Data manager:
| Data exportable to other programs
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Data printout
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Refreshes and cleans data automatically
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Custom symbols (e.g., spreads, crossrates)
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Data Formats
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Formats read directly:
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Additional formats read directly:
CRD can accommodate any data feed that is capable of writing to the database.
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Formats read after conversion to program useable data:
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Additional formats read via conversion to program useable data:
N/A
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Charts
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Chart type(s) utilized:
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Charting features:
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Built-in indicators:
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Screening and Alerts
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Ranking based on:
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Screening based on:
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Alerts based on:
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| Alerts displayed on charts?: Yes
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| Alerts displayed in table?: Yes
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| Screening by individual system per market?: Yes
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| Save tables?: Yes
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| Automated printing of tables?: Yes
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Trading Systems
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Trading system features:
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Options Analysis
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Options analysis features:
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Support
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Support features:
| Automated installation
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Manual
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Phone support
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Tutorial
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| Manual page length (if applicable): N/A
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Additional Information
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Additional comments (please indicate additional indicators, special features and services here):
N/A
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